> For the complete documentation index, see [llms.txt](https://help.jurisphere.ai/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://help.jurisphere.ai/jurisphere-guide/handbook/regulatory-advisory-and-compliance/capability-matrix.md).

# Capability Matrix

{% hint style="info" %}
**This page is for partners, KM teams, and anyone reviewing how the practice runs.** Each row is a sub-task in regulatory advisory & compliance, mapped to the Jurisphere tool that handles it, the level of lawyer input the output still needs, and what the team actually gets. Step-by-step operational guidance is below the matrix.
{% endhint %}

## The matrix

<table><thead><tr><th width="146.66796875">Sub-task</th><th width="141.40625">Jurisphere tool</th><th width="137.66796875">Lawyer input</th><th>What you get</th></tr></thead><tbody><tr><td>Research sector-specific regulatory requirements</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a></td><td><strong>Moderate</strong></td><td>Identify applicable regulations for client's business activities: licensing requirements, reporting obligations, capital adequacy norms, conduct regulations</td></tr><tr><td>Analyze RBI circular compliance</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</td><td><strong>Substantial</strong></td><td>Review RBI master circulars, notifications for NBFCs/banks; assess compliance gaps; prepare implementation roadmap</td></tr><tr><td>Draft compliance checklist</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</td><td><strong>Substantial</strong></td><td>Prepare periodic compliance calendar for Companies Act, SEBI, FEMA, labor laws, tax laws: filing deadlines, board meetings, AGM, statutory audits</td></tr><tr><td>Review SEBI disclosure obligations</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</td><td><strong>Moderate</strong></td><td>For listed company/intermediary: analyze continuous disclosure requirements, material event notifications, insider trading restrictions</td></tr><tr><td>Analyze FEMA downstream investment compliance</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Company Profile · Document Review</td><td><strong>Substantial</strong></td><td>Review Indian company's investments in foreign entities; verify compliance with ODI regulations, sectoral caps, reporting requirements</td></tr><tr><td>Draft regulatory approval application</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</td><td><strong>Substantial</strong></td><td>Prepare application to RBI/SEBI/sectoral regulator for license, approval, exemption, clarification</td></tr><tr><td>Monitor regulatory changes</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a></td><td><strong>Moderate</strong></td><td>Track amendments to applicable laws/regulations; assess impact on client's business; prepare advisory notes</td></tr><tr><td>Review data protection compliance</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</td><td><strong>Substantial</strong></td><td>Analyze DPDP Act compliance: lawful processing basis, consent management, data localization, data principal rights, security safeguards</td></tr><tr><td>Prepare ROC filings</td><td>Company Profile · Document Review · Research</td><td><strong>Substantial</strong></td><td>Draft forms for ROC filing: changes in directors/capital/registered office, charge creation/modification/satisfaction, annual returns</td></tr><tr><td>Draft board resolutions</td><td>Document Review · <a href="https://jurisphere.gitbook.io/jurisphere-guide/word-add-in/overview-of-the-word-add-in">Word Add-In</a></td><td><strong>Substantial</strong></td><td>Prepare resolutions for board approval: related party transactions, borrowings, investments, key managerial personnel appointments, dividend declaration</td></tr><tr><td>Review shareholder agreement for governance rights</td><td>Document Review</td><td><strong>Moderate</strong></td><td>Analyze governance provisions: board composition, reserved matters, affirmative/negative covenants, information rights, veto rights</td></tr><tr><td>Prepare minutes of board/shareholder meetings</td><td>Document Review · <a href="https://jurisphere.gitbook.io/jurisphere-guide/list-of-dates/overview-of-the-list-of-dates-tool">List of Dates</a></td><td><strong>Substantial</strong></td><td>Draft minutes recording discussions, resolutions passed, disclosures made; ensure compliance with Companies Act format requirements</td></tr></tbody></table>

## How to use each tool

Click any sub-task to see the step-by-step operational guidance.

<details>

<summary>Research sector-specific regulatory requirements · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a></summary>

**What this is.** Identify applicable regulations for client's business activities: licensing requirements, reporting obligations, capital adequacy norms, conduct regulations

**How to use.** Query: "regulatory framework for \[fintech/NBFC/insurance/telecom] business in India", "licensing requirements for \[specific activity]", "compliance obligations under \[sector regulator] regulations"

**Automation.** High - Comprehensive identification of regulatory regime

</details>

<details>

<summary>Analyze RBI circular compliance · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</summary>

**What this is.** Review RBI master circulars, notifications for NBFCs/banks; assess compliance gaps; prepare implementation roadmap

**How to use.** Use Research to access and analyze relevant RBI circulars (e.g., "RBI guidelines on digital lending", "NBFC prudential norms"). Use Document Review to compare internal policies against regulatory requirements and flag gaps

**Automation.** Medium-High - Regulation analysis; gap assessment requires regulatory expertise

</details>

<details>

<summary>Draft compliance checklist · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</summary>

**What this is.** Prepare periodic compliance calendar for Companies Act, SEBI, FEMA, labor laws, tax laws: filing deadlines, board meetings, AGM, statutory audits

**How to use.** Use Research to identify all compliance requirements for company type. Use Document Review drafting to generate structured compliance calendar with deadlines

**Automation.** High - Automated checklist generation from regulatory sources

</details>

<details>

<summary>Review SEBI disclosure obligations · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</summary>

**What this is.** For listed company/intermediary: analyze continuous disclosure requirements, material event notifications, insider trading restrictions

**How to use.** Query Research: "SEBI LODR continuous disclosure requirements", "material events requiring immediate disclosure". Use Document Review workflow to verify company's policies and past disclosures against SEBI norms

**Automation.** High - Regulation identification; policy review automated

</details>

<details>

<summary>Analyze FEMA downstream investment compliance · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Company Profile · Document Review</summary>

**What this is.** Review Indian company's investments in foreign entities; verify compliance with ODI regulations, sectoral caps, reporting requirements

**How to use.** Use Research to identify FEMA ODI regulations and RBI reporting requirements. Use Company Profile to download company's ROC filings (Form FC-GPR for foreign investments). Analyze using Document Review

**Automation.** Medium-High - Regulatory framework provided; compliance analysis requires FDI/FEMA expertise

</details>

<details>

<summary>Draft regulatory approval application · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</summary>

**What this is.** Prepare application to RBI/SEBI/sectoral regulator for license, approval, exemption, clarification

**How to use.** Use Research to identify application format, information requirements, supporting documents. Use Document Review drafting with custom workflow based on prior successful applications

**Automation.** Medium - Template-based drafting; substantive content requires regulatory expertise

</details>

<details>

<summary>Monitor regulatory changes · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a></summary>

**What this is.** Track amendments to applicable laws/regulations; assess impact on client's business; prepare advisory notes

**How to use.** Set up Research queries for latest amendments: "recent changes to Companies Act 2013", "latest RBI circulars on \[topic]", "new SEBI regulations for \[intermediary type]"

**Automation.** High - Real-time access to regulatory updates

</details>

<details>

<summary>Review data protection compliance · <a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">Research</a> · Document Review</summary>

**What this is.** Analyze DPDP Act compliance: lawful processing basis, consent management, data localization, data principal rights, security safeguards

**How to use.** Use Research for DPDP Act interpretation and compliance requirements. Use Document Review to analyze privacy policy, data processing agreements, consent forms against Act requirements

**Automation.** Medium-High - Legal framework provided; compliance implementation requires privacy expertise

</details>

<details>

<summary>Prepare ROC filings · Company Profile · Document Review · Research</summary>

**What this is.** Draft forms for ROC filing: changes in directors/capital/registered office, charge creation/modification/satisfaction, annual returns

**How to use.** Use Company Profile to access prior filings for reference. Use Research for form requirements and attachments. Use Document Review drafting for form narratives and resolutions

**Automation.** Medium - Form structure provided; accuracy requires corporate secretarial expertise

</details>

<details>

<summary>Draft board resolutions · Document Review · <a href="https://jurisphere.gitbook.io/jurisphere-guide/word-add-in/overview-of-the-word-add-in">Word Add-In</a></summary>

**What this is.** Prepare resolutions for board approval: related party transactions, borrowings, investments, key managerial personnel appointments, dividend declaration

**How to use.** Create custom workflow for each resolution type using prior precedents. Generate draft resolution with transaction-specific details. Edit using Word Add-In if needed

**Automation.** High - Template-based with transaction details

</details>

<details>

<summary>Review shareholder agreement for governance rights · Document Review</summary>

**What this is.** Analyze governance provisions: board composition, reserved matters, affirmative/negative covenants, information rights, veto rights

**How to use.** Use workflows to extract governance provisions from SHA. Identify investor protective provisions, deadlock mechanisms, exit rights

**Automation.** High - Automated extraction of governance terms

</details>

<details>

<summary>Prepare minutes of board/shareholder meetings · Document Review · <a href="https://jurisphere.gitbook.io/jurisphere-guide/list-of-dates/overview-of-the-list-of-dates-tool">List of Dates</a></summary>

**What this is.** Draft minutes recording discussions, resolutions passed, disclosures made; ensure compliance with Companies Act format requirements

**How to use.** Use List of Dates to extract chronology of meeting events. Use custom workflow for minutes drafting based on firm template and agenda items

**Automation.** High - Template-based with meeting-specific content

</details>

## Further reading on the Jurisphere Guide

<table data-view="cards"><thead><tr><th></th><th></th><th data-hidden data-card-target data-type="content-ref"></th></tr></thead><tbody><tr><td><strong>Research · overview</strong></td><td>How Research works on Jurisphere, the corpus it covers, and how to use it day-to-day.</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool">https://jurisphere.gitbook.io/jurisphere-guide/research/overview-of-the-research-tool</a></td></tr><tr><td><strong>Conducting Research on Jurisphere</strong></td><td>How to build research queries and surface in-line citations from Indian and global databases.</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/conducting-research-on-jurisphere">https://jurisphere.gitbook.io/jurisphere-guide/research/conducting-research-on-jurisphere</a></td></tr><tr><td><strong>Interacting with the Research output</strong></td><td>How to refine queries, dig into citations, and assemble research outputs into briefs.</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/research/interacting-with-the-research-output">https://jurisphere.gitbook.io/jurisphere-guide/research/interacting-with-the-research-output</a></td></tr><tr><td><strong>Prompting Guide</strong></td><td>How to write Jurisphere prompts that produce citation-grade, structured output.</td><td><a href="https://jurisphere.gitbook.io/jurisphere-guide/resources/prompting-guide">https://jurisphere.gitbook.io/jurisphere-guide/resources/prompting-guide</a></td></tr></tbody></table>


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